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Chapter 6 · Application of Derivatives

Example 18: 2x3−6x2+6x+52x^3-6x^2+6x+5⁠: a critical point that is not an extremum

ExamplesFirst derivative test · Section 6.4
The question

Find all the points of local maxima and local minima of the function ff given by

f(x)=2x3−6x2+6x+5.f(x) = 2x^3 - 6x^2 + 6x + 5.
Exam answer f′(x)=6x2−12x+6=6(x−1)2\begin{aligned} f'(x) &= 6x^2 - 12x + 6 \\ &= 6(x - 1)^2 \end{aligned}

f′(x)=0⇒x=1f'(x) = 0 \Rightarrow x = 1⁠.

For x≠1x \ne 1⁠, f′(x)=6(x−1)2>0f'(x) = 6(x - 1)^2 > 0⁠. So f′f' does not change sign as xx increases through 1.

Hence x=1x = 1 is neither a point of local maxima nor a point of local minima (it is a point of inflexion), and ff has no point of local maxima or local minima.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

f′(x)=0f'(x) = 0 is necessary for a local extremum of a differentiable function, but not sufficient. Here f′(x)=6(x−1)2f'(x) = 6(x-1)^2 vanishes at x=1x = 1⁠, yet it is a square, so it is positive on both sides of 1. The graph flattens out for an instant and keeps climbing: no hill, no valley. The first derivative test calls such a point a point of inflexion.

Given, to find, and the plan
Given
f(x)=2x3−6x2+6x+5f(x) = 2x^3 - 6x^2 + 6x + 5 for all real xx⁠.
To find
All points of local maxima and local minima.
Plan
Differentiate and factorise; find the critical points; check the sign of f′f' on each side (Theorem 3); confirm directly from Definition 4 by writing ff as a shifted cube.

Basics you need

1Critical points (Note before Theorem 3) and Theorem 2

A critical point is a point where f′(c)=0f'(c) = 0 or ff is not differentiable. Every local extremum is at a critical point (Theorem 2), but not every critical point is a local extremum (Remark after Theorem 2: x3x^3 at 0). Lesson: maxima and minima

2First Derivative Test (Theorem 3)

At a critical point cc where ff is continuous: f′f' changes ++ to −-⁠: local maxima; −- to ++⁠: local minima; no change of sign: neither, and cc is called a point of inflection (Theorem 3(iii)). Lesson: first and second derivative tests

3Perfect squares

x2−2x+1=(x−1)2x^2 - 2x + 1 = (x-1)^2⁠, and a square is positive except where its base is 0. Basics: factorising and the discriminant

4Cubes keep order

If a<ba < b then a3<b3a^3 < b^3⁠; in particular t3<0t^3 < 0 for t<0t < 0 and t3>0t^3 > 0 for t>0t > 0⁠.

Solution

  1. Differentiate and factorise

    f′(x)=6x2−12x+6=6(x2−2x+1)=6(x−1)2.\begin{aligned} f'(x) &= 6x^2 - 12x + 6 \\ &= 6(x^2 - 2x + 1) = 6(x-1)^2. \end{aligned}
    After taking out 6, the quadratic is a perfect square (Basic 3): its discriminant is (−2)2−4=0(-2)^2 - 4 = 0⁠, so it has one repeated root. That repeated root is the whole story of this example.
  2. The only critical point is x=1x = 1

    ff is a polynomial, so differentiable everywhere. f′(x)=6(x−1)2=0  ⟺  x=1f'(x) = 6(x-1)^2 = 0 \iff x = 1⁠. So x=1x = 1 is the only critical point, and the only candidate for a local extremum (Theorem 2).

  3. The sign of f′f' does not change at x=1x = 1

    For every x≠1x \ne 1⁠, (x−1)2>0(x-1)^2 > 0⁠, so f′(x)=6(x−1)2>0f'(x) = 6(x-1)^2 > 0⁠. Thus f′(x)≥0f'(x) \ge 0 for all x∈Rx \in \R⁠, and in particular f′(x)>0f'(x) > 0 at points close to 1 on the left and on the right.

    −∞ +∞ 1 (x − 1)² + + f′(x) + + f(x) increasing increasing at the point neither
    Sign chart: f′f' is ++ on both sides of 1 (and 0 only at 1 itself), so it does not change sign there.

    For example f′(0.9)=6(0.01)=0.06f'(0.9) = 6(0.01) = 0.06 and f′(1.1)=0.06f'(1.1) = 0.06⁠, both positive. By Theorem 3(iii), x=1x = 1 is neither a point of local maxima nor a point of local minima; it is a point of inflexion.

    To reach a hilltop the graph must stop rising and start falling; to reach a valley it must stop falling and start rising. Here it rises before 1 and rises after 1, so neither happens.
    Theorem 3(iii), Section 6.4. Lesson: first and second derivative tests
  4. Confirm directly: ff is a shifted cube

    Expand 2(x−1)3+72(x-1)^3 + 7⁠:

    2(x−1)3+7=2(x3−3x2+3x−1)+7=2x3−6x2+6x+5.\begin{aligned} 2(x-1)^3 + 7 &= 2(x^3 - 3x^2 + 3x - 1) + 7 \\ &= 2x^3 - 6x^2 + 6x + 5. \end{aligned}

    So f(x)=2(x−1)3+7f(x) = 2(x-1)^3 + 7⁠, and f(1)=7f(1) = 7⁠. By Basic 4, for x<1x < 1 we get f(x)<7f(x) < 7⁠, and for x>1x > 1 we get f(x)>7f(x) > 7⁠. Every interval (1−h,1+h)(1-h, 1+h) contains points with values below 7 and points with values above 7, so neither inequality of Definition 4 can hold: no local maximum and no local minimum at 1.

    x y O 2 10 15 1 7 (1, 7): flat but not a turn slope 0
    The graph of f(x)=2x3−6x2+6x+5f(x) = 2x^3 - 6x^2 + 6x + 5 =2(x−1)3+7= 2(x-1)^3 + 7⁠: rising everywhere. At (1,7)(1, 7) the tangent (dashed violet) is horizontal, but the graph passes from below it to above it. Vertical scale smaller than horizontal.
    This is the Remark after Theorem 2 in disguise: x3x^3 at 0 has derivative 0 and no extremum; our ff is the same curve stretched by 2 and moved so that the flat point sits at (1,7)(1, 7)⁠.
  5. The book's Remark: no turning points at all

    Since f′(x)≥0f'(x) \ge 0 on R\R and never changes sign, the graph of ff has no turning points, hence no local maxima or minima anywhere. (The book's Remark refers to "Example 30", a numbering slip: Example 30 in this reprint is about a car; the Remark is about the present function.) In fact ff is strictly increasing on R\R⁠: if x1<x2x_1 < x_2 then (x1−1)3<(x2−1)3(x_1-1)^3 < (x_2-1)^3⁠, so f(x1)<f(x2)f(x_1) < f(x_2)⁠.

    A turning point needs a change in direction, which needs f′f' to change sign. A derivative that is a perfect square times a positive number can touch 0 but can never go negative.
    The second derivative f′′(x)=12(x−1)f''(x) = 12(x-1) gives f′′(1)=0f''(1) = 0⁠, so the Second Derivative Test fails here (Theorem 4(iii)); the book revisits this in Example 21 and goes back to the first derivative test, as we did.
Result

f′(x)=6(x−1)2f'(x) = 6(x-1)^2⁠, with the single critical point x=1x = 1⁠. Since f′f' is positive on both sides of 1, x=1x = 1 is neither a point of local maxima nor a point of local minima; it is a point of inflexion (at (1,7)(1, 7)⁠). The function has no points of local maxima or local minima. This agrees with the book's solution.

Check it with numbers

f(0.9)=2(−0.1)3+7=6.998f(0.9) = 2(-0.1)^3 + 7 = 6.998⁠, f(1)=7f(1) = 7⁠, f(1.1)=2(0.1)3+7=7.002f(1.1) = 2(0.1)^3 + 7 = 7.002⁠. The value at 1 is between its neighbours, not above both (as at a hilltop) or below both (as at a valley).

Common mistakes
  1. "f′(1)=0f'(1) = 0⁠, so 1 is a maximum or a minimum." f′(c)=0f'(c) = 0 only makes cc a candidate. The sign test decides, and here it says neither.
  2. Testing only one side. f′(1.1)>0f'(1.1) > 0 alone suggests "rising after 1", which fits a minimum; the left side f′(0.9)>0f'(0.9) > 0 rules that out.
  3. Using the second derivative test and concluding something. f′′(1)=0f''(1) = 0⁠: the test fails and gives no conclusion at all.
What to take away
  1. A repeated (squared) factor in f′f' gives a zero of f′f' without a sign change: no extremum there.
  2. Critical points are candidates; the first derivative test sorts them into maxima, minima and inflexion points.
  3. Writing a cubic as a(x−p)3+qa(x-p)^3 + q⁠, when possible, shows its shape immediately.

Every fact used, and where it comes from

FactUsed inSource
x2−2x+1=(x−1)2x^2 - 2x + 1 = (x-1)^2Step 1Basics: factorising
Critical points; Theorem 2Step 2Theorem 2 and the Note before Theorem 3, Section 6.4 (Lesson)
No change of sign of f′f'⁠: neither, point of inflectionStep 3Theorem 3(iii), Section 6.4 (Lesson)
Local maxima / minimaStep 4Definition 4, Section 6.4
x3x^3 has f′(0)=0f'(0) = 0 but no extremumStep 4Remark after Theorem 2 (Fig 6.13)
No sign change, no turning pointsStep 5Remark after Example 18 (printed as "Example 30")
Second derivative test fails when f′′(c)=0f''(c) = 0Step 5Theorem 4(iii); Example 21
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