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Chapter 6 · Application of Derivatives

Example 28: Absolute extrema of 12x4/3−6x1/312x^{4/3}-6x^{1/3} on [−1,1][-1,1]

ExamplesAbsolute extrema · Section 6.4.1
The question

Find absolute maximum and minimum values of a function ff given by

f(x)=12x43−6x13,x∈[−1,1].f(x) = 12x^{\frac43} - 6x^{\frac13}, \quad x \in [-1, 1].
Exam answer

For x≠0x \ne 0⁠,

f′(x)=16x13−2x23=2(8x−1)x23\begin{aligned} f'(x) &= 16x^{\frac13} - \frac{2}{x^{\frac23}} \\ &= \frac{2(8x - 1)}{x^{\frac23}} \end{aligned}

f′(x)=0⇒x=18f'(x) = 0 \Rightarrow x = \frac18⁠, and f′(x)f'(x) does not exist at x=0x = 0⁠. So the critical points are 00 and 18\frac18⁠.

Values at the critical points and the end points:

f(−1)=12+6=18f(0)=0f(18)=1216−3=−94f(1)=12−6=6\begin{aligned} f(-1) &= 12 + 6 = 18 \\ f(0) &= 0 \\ f\left(\frac18\right) &= \frac{12}{16} - 3 = -\frac94 \\ f(1) &= 12 - 6 = 6 \end{aligned}

Hence the absolute maximum value is 18, at x=−1x = -1⁠, and the absolute minimum value is −94-\dfrac94⁠, at x=18x = \dfrac18⁠.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

The Working Rule needs all critical points, and there are two kinds: points where f′=0f' = 0 and points where ff is not differentiable. Fractional powers like x1/3x^{1/3} are continuous at 0 but have a vertical tangent there, so x=0x = 0 is a critical point even though f′(0)f'(0) is not 0 (it does not exist). Miss it and the list of candidates is incomplete.

Given, to find, and the plan
Given
f(x)=12x4/3−6x1/3f(x) = 12x^{4/3} - 6x^{1/3} for −1≤x≤1-1 \le x \le 1⁠, where x1/3x^{1/3} is the real cube root.
To find
The absolute maximum and absolute minimum values of ff on [−1,1][-1, 1]⁠.
Plan
Working Rule of Section 6.4.1: find f′f' for x≠0x \ne 0⁠; find where f′=0f' = 0 and where ff is not differentiable; add the end points −1-1 and 11⁠; evaluate ff at all of them; pick the largest and smallest.

Basics you need

1Fractional powers with odd denominators

x1/3x^{1/3} is the real cube root, defined for every real xx⁠: (−1)1/3=−1(-1)^{1/3} = -1⁠, (18)1/3=12(\tfrac18)^{1/3} = \tfrac12⁠. Then x4/3=(x1/3)4x^{4/3} = \left(x^{1/3}\right)^4 and x2/3=(x1/3)2x^{2/3} = \left(x^{1/3}\right)^2 are never negative.

2Power rule for rational powers

ddxxp=p xp−1\frac{d}{dx}x^{p} = p\,x^{p-1} for rational pp⁠, at every x≠0x \ne 0 where both sides are defined.

3Critical points and the Working Rule (Section 6.4.1)

Rule step 1: find all critical points in the interval, i.e. points where f′(x)=0f'(x) = 0 or ff is not differentiable. Then add the end points, evaluate, compare. Lesson: absolute extrema on a closed interval

4Theorems 5 and 6 (Section 6.4.1)

Theorem 5: a continuous ff on [a,b][a, b] attains an absolute maximum and minimum. Theorem 6 is stated for ff differentiable on the whole closed interval: then f′=0f' = 0 at any interior point where an absolute maximum or minimum occurs. Our ff is not differentiable at 0, so Theorem 6 does not cover it as stated; the same conclusion still holds at every interior point where ff is differentiable, because an absolute extremum at an interior point is also a local one (Theorem 2). That is why the Working Rule lists both kinds of critical point.

Solution

  1. What the function means, and why the answer exists

    For every real xx⁠, x1/3x^{1/3} is the real cube root, so ff is defined on all of [−1,1][-1, 1]⁠. Writing 12x4/3=12x⋅x1/312x^{4/3} = 12x\cdot x^{1/3}⁠,

    f(x)=6x13(2x−1).f(x) = 6x^{\frac13}(2x - 1).

    ff is built from continuous functions, so it is continuous on [−1,1][-1, 1]⁠, and by Theorem 5 it has an absolute maximum and an absolute minimum there.

    Negative values of xx are allowed, so it is important to read x1/3x^{1/3} as the real cube root ((−1)1/3=−1(-1)^{1/3} = -1⁠). The factorised form helps later: it shows f(0)=0f(0) = 0 and f(12)=0f\left(\tfrac12\right) = 0 at a glance.
    x4/3=x1+1/3=x⋅x1/3x^{4/3} = x^{1 + 1/3} = x \cdot x^{1/3} (laws of indices, Basic 1).
  2. The derivative for x≠0x \ne 0

    By the power rule, for x≠0x \ne 0⁠:

    f′(x)=12⋅43 x13−6⋅13 x−23=16x13−2x2/3=16x−2x2/3=2(8x−1)x2/3.\begin{aligned} f'(x) &= 12\cdot\tfrac43\,x^{\frac13} - 6\cdot\tfrac13\,x^{-\frac23} \\ &= 16x^{\frac13} - \frac{2}{x^{2/3}} \\ &= \frac{16x - 2}{x^{2/3}} = \frac{2(8x - 1)}{x^{2/3}}. \end{aligned}
    To combine the two terms we multiply the first by x2/3x2/3\frac{x^{2/3}}{x^{2/3}}⁠: 16x1/3⋅x2/3=16x16x^{1/3}\cdot x^{2/3} = 16x⁠. The single fraction shows where f′=0f' = 0 (numerator zero) and where the formula breaks down (denominator zero).
    Power rule (Basic 2): ddxx4/3=43x1/3\frac{d}{dx}x^{4/3} = \frac43 x^{1/3}⁠, ddxx1/3=13x−2/3\frac{d}{dx}x^{1/3} = \frac13 x^{-2/3}⁠.
  3. ff is not differentiable at x=0x = 0

    The formula for f′f' has x2/3x^{2/3} in the denominator, so it says nothing at 0. Use the definition. For h≠0h \ne 0⁠,

    f(h)−f(0)h=12h4/3−6h1/3h=12h13−6h2/3.\frac{f(h) - f(0)}{h} = \frac{12h^{4/3} - 6h^{1/3}}{h} = 12h^{\frac13} - \frac{6}{h^{2/3}}.

    As h→0h \to 0⁠, 12h1/3→012h^{1/3} \to 0 while 6h2/3→+∞\frac{6}{h^{2/3}} \to +\infty (from both sides, since h2/3>0h^{2/3} > 0⁠). So the difference quotient tends to −∞-\infty⁠: f′(0)f'(0) does not exist, and the graph has a vertical tangent at the origin.

    The book simply notes that f′(x)f'(x) is not defined at x=0x = 0⁠. The difference quotient makes this precise: an infinite slope is not a derivative. Because ff is not differentiable at 0, Theorem 6 does not apply there, and 0 must be on the list of candidates.
    Derivative as a limit of the difference quotient (Chapter 5). Basics: rate of change as a derivative
  4. All the critical points (rule step 1)

    For x≠0x \ne 0⁠, f′(x)=0f'(x) = 0 exactly when 8x−1=08x - 1 = 0⁠, that is x=18x = \frac18⁠. At x=0x = 0⁠, ff is not differentiable. So the critical points in [−1,1][-1, 1] are

    x=0andx=18.x = 0 \quad\text{and}\quad x = \tfrac18.
    Both kinds of critical point count. A fraction is zero only where its numerator is zero and its denominator is not; the denominator x2/3x^{2/3} is not zero at 18\frac18⁠.
    Critical point: f′(c)=0f'(c) = 0 or ff not differentiable at cc (Note after Theorem 2, Section 6.4). Lesson: maxima and minima
  5. Values at the critical points and end points (rule steps 2 and 3)

    The end points are −1-1 and 11⁠. Using (−1)1/3=−1(-1)^{1/3} = -1⁠, (18)1/3=12\left(\tfrac18\right)^{1/3} = \tfrac12⁠:

    f(−1)=12(−1)4−6(−1)=12+6=18,f(0)=0−0=0,f ⁣(18)=12⋅116−6⋅12=−94,f(1)=12−6=6.\begin{aligned} f(-1) &= 12(-1)^4 - 6(-1) = 12 + 6 = 18, \\ f(0) &= 0 - 0 = 0, \\ f\!\left(\tfrac18\right) &= 12\cdot\tfrac{1}{16} - 6\cdot\tfrac12 = -\tfrac94, \\ f(1) &= 12 - 6 = 6. \end{aligned}
    Compute the cube root first and then raise it to the 4th power: (18)4/3=(12)4=116\left(\tfrac18\right)^{4/3} = \left(\tfrac12\right)^4 = \tfrac1{16}⁠, and (−1)4/3=(−1)4=1(-1)^{4/3} = (-1)^4 = 1⁠. Then 1216−3=34−3=−94\frac{12}{16} - 3 = \frac34 - 3 = -\frac94⁠.
    xm/3=(x1/3)mx^{m/3} = \left(x^{1/3}\right)^m (Basic 1).
  6. Pick the largest and smallest (rule step 4)

    Of 18, 0, −94, 618,\ 0,\ -\frac94,\ 6⁠, the largest is 18 and the smallest is −94-\frac94⁠. So the absolute maximum value is 18, at x=−1x = -1⁠, and the absolute minimum value is −94-\frac94⁠, at x=18x = \frac18.

    −1 −0.5 0.5 1 6 10 18 x y (−1, 18) greatest (1, 6) (1/8, −9/4) least vertical tangent at (0, 0)
    f(x)=12x4/3−6x1/3f(x) = 12x^{4/3} - 6x^{1/3} on [−1,1][-1, 1]⁠. The graph is vertical at the origin (the non-differentiable critical point), lowest at x=18x = \frac18 and highest at the left end.
    The sign of f′(x)=2(8x−1)x2/3f'(x) = \frac{2(8x - 1)}{x^{2/3}} confirms the picture: the denominator is positive for x≠0x \ne 0⁠, so f′<0f' < 0 on [−1,0)[-1, 0) and (0,18)(0, \frac18) and f′>0f' > 0 on (18,1](\frac18, 1]⁠. So ff falls from 18 all the way down to −94-\frac94 and then rises to 6. The point x=0x = 0 is a critical point but not an extremum: ff keeps falling through it.
Result

On [−1,1][-1, 1]⁠: absolute maximum value 18, at x=−1x = -1⁠; absolute minimum value −94-\frac94, at x=18x = \frac18⁠. This agrees with the book.

Check it with numbers

f(−0.5)=9.5244063f(-0.5) = 9.5244063⁠, f(−0.125)=3.75f(-0.125) = 3.75⁠, f(0.1)=−2.2279626f(0.1) = -2.2279626⁠, f(0.2)=−2.1052928f(0.2) = -2.1052928⁠, f(0.5)=0f(0.5) = 0⁠. Every value lies between −2.25-2.25 and 18, and the values near 18=0.125\frac18 = 0.125 are just above −2.25-2.25⁠.

Common mistakes
  1. Missing x=0x = 0⁠. A point where ff is not differentiable is a critical point and must be tested.
  2. Taking (−1)1/3(-1)^{1/3} as undefined. The real cube root of −1-1 is −1-1⁠, so f(−1)=12+6=18f(-1) = 12 + 6 = 18⁠, the answer.
  3. Sign slip in f(−1)f(-1)⁠. −6(−1)1/3=−6(−1)=+6-6(-1)^{1/3} = -6(-1) = +6⁠.
  4. Thinking f′(0)=0f'(0) = 0⁠. At 0 the derivative does not exist (vertical tangent); it is not zero.
What to take away
  1. Critical points come in two kinds: f′=0f' = 0⁠, and ff not differentiable. Fractional powers often produce the second kind.
  2. Write f′f' as a single fraction: zeros of the numerator give the first kind, zeros of the denominator point to the second.
  3. A critical point need not be an extremum: here ff keeps decreasing through x=0x = 0⁠.

Every fact used, and where it comes from

FactUsed inSource
Real cube root; laws of indicesSteps 1, 5Algebra
Absolute extrema exist on [a,b][a, b]Step 1Theorem 5, Section 6.4.1
Power rule for rational powersStep 2Chapter 5
Derivative as a limitStep 3Chapter 5 (Basics: rate of change)
Critical point (both kinds)Step 4Note after Theorem 2, Section 6.4
Working RuleSteps 4 to 6Section 6.4.1 (Lesson: absolute extrema)
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