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Chapter 6 · Application of Derivatives

Exercise 6.3 · Q24: Cone of given volume, least curved surface: h=2 rh = \sqrt{2}\,r

Exercise 6.3Optimisation · Section 6.4
The question

24. Show that the right circular cone of least curved surface and given volume has an altitude equal to 2\sqrt{2} time the radius of the base.

Exam answer

Let the cone have radius rr⁠, height hh⁠, slant height ll and the given volume VV⁠, with r>0r > 0⁠. Then

V=13πr2h⇒h2=9V2π2r4V = \frac13\pi r^2 h \Rightarrow h^2 = \frac{9V^2}{\pi^2 r^4}

The curved surface is S=πrl=πrr2+h2S = \pi rl = \pi r\sqrt{r^2 + h^2}⁠. Let f(r)=S2f(r) = S^2⁠. Then

f(r)=π2r2(r2+h2)=π2r4+9V2r2\begin{aligned} f(r) &= \pi^2 r^2(r^2 + h^2) \\ &= \pi^2 r^4 + \frac{9V^2}{r^2} \end{aligned} f′(r)=4π2r3−18V2r3f′′(r)=12π2r2+54V2r4\begin{aligned} f'(r) &= 4\pi^2 r^3 - \frac{18V^2}{r^3} \\ f''(r) &= 12\pi^2 r^2 + \frac{54V^2}{r^4} \end{aligned}

f′(r)=0⇒2π2r6=9V2f'(r) = 0 \Rightarrow 2\pi^2 r^6 = 9V^2⁠. As f′′(r)>0f''(r) > 0⁠, ff⁠, and so SS⁠, is minimum there. f′f' is negative before this point and positive after it, so this is the least curved surface.

Putting 9V2=π2r4h29V^2 = \pi^2 r^4 h^2⁠,

2π2r6=π2r4h2⇒h2=2r2\begin{aligned} 2\pi^2 r^6 &= \pi^2 r^4 h^2 \\ \Rightarrow h^2 &= 2r^2 \end{aligned}

∴ h=2 r\therefore\ h = \sqrt2\,r⁠: the altitude is 2\sqrt2 times the radius of the base. Hence proved.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

The volume is fixed, so choosing the base radius rr forces the height. The curved surface πrl\pi r l involves a square root (the slant height ll⁠), which makes it awkward to differentiate. The trick: a positive quantity is smallest exactly when its square is smallest, and the square S2S^2 is a simple sum of powers of rr⁠. Minimise S2S^2⁠, then translate the condition back into a statement about the height.

Given, to show, and the plan
Given
Right circular cones all having the same volume VV (a fixed positive number).
To show
For the cone with the least curved surface area, the altitude (height) hh equals 2 r\sqrt{2}\,r⁠, where rr is the radius of the base.
Plan
Use the volume to write hh in terms of rr⁠, on r>0r > 0⁠; write the curved surface SS and its square f=S2f = S^2 as functions of rr⁠; find the critical point of ff⁠; prove with the second derivative test and the sign of f′f' that it gives the least value of ff⁠, hence of SS⁠; then show that at that point h=2 rh = \sqrt{2}\,r⁠.

Basics you need

1Cone formulas

Base radius rr⁠, height hh⁠, slant height l=r2+h2l = \sqrt{r^2 + h^2} (Pythagoras in the right triangle formed by the axis, a base radius and the slant side). Volume 13πr2h\frac{1}{3}\pi r^2 h⁠; curved surface area πrl\pi r l⁠. Basics: area and volume formulas

2Squaring keeps the order of positive numbers

If a,b>0a, b > 0⁠, then a<ba < b exactly when a2<b2a^2 < b^2⁠. So among positive quantities, the smallest one has the smallest square, and the other way round.

3Building the function to optimise

One variable, the others written through it, and its range stated. Basics: building the function to optimise

4Second derivative test, and from local to least

f′(c)=0f'(c) = 0⁠, f′′(c)>0f''(c) > 0 gives a local minimum (Theorem 4, Section 6.4); the sign of f′f' over the whole range proves it is the least value. Lesson: first and second derivative tests

Solution

  1. Variables, the fixed volume, and the range

    Let the cone have base radius rr⁠, height hh and slant height ll⁠. The volume is fixed at VV⁠:

    13πr2h=V,soh=3Vπr2.\frac{1}{3}\pi r^2 h = V, \qquad\text{so}\qquad h = \frac{3V}{\pi r^2}.

    Every r>0r > 0 gives a positive height and hence a cone of volume VV⁠, so the range is r∈(0,∞)r \in (0, \infty)⁠.

    r h l l² = r² + h² curved surface = π r l drawn for the best shape, h = √2 r
    A cone with base radius rr⁠, height hh and slant height ll⁠, where l2=r2+h2l^2 = r^2 + h^2⁠. Drawn with h=2 rh = \sqrt{2}\,r⁠, the shape proved best below.
    The fixed volume ties hh to rr⁠: a wide cone must be low, a narrow one tall. Solving for hh leaves one free variable. Here VV is a given constant, not a variable.
    Volume of a cone (Basic 1). Basics: interval notation
  2. The curved surface, and its square

    The curved surface is S=πrl=πrr2+h2S = \pi r l = \pi r\sqrt{r^2 + h^2}⁠. Squaring and substituting h2=9V2π2r4h^2 = \frac{9V^2}{\pi^2 r^4}⁠:

    S2=π2r2(r2+h2)=π2r4+π2r2⋅9V2π2r4=π2r4+9V2r2.\begin{aligned} S^2 &= \pi^2 r^2 (r^2 + h^2) \\ &= \pi^2 r^4 + \pi^2 r^2 \cdot \frac{9V^2}{\pi^2 r^4} \\ &= \pi^2 r^4 + \frac{9V^2}{r^2}. \end{aligned}

    Let f(r)=S2=π2r4+9V2r2f(r) = S^2 = \pi^2 r^4 + \frac{9V^2}{r^2} for r>0r > 0⁠. Since S>0S > 0⁠, the cone with the least SS is exactly the cone with the least ff (Basic 2).

    Differentiating πrr2+h2\pi r\sqrt{r^2 + h^2} directly would need the chain rule on a square root and then a messy equation. Squaring removes the root, and because squaring keeps the order of positive numbers, minimising ff answers the same question.
    (3Vπr2)2=9V2π2r4\left(\frac{3V}{\pi r^2}\right)^2 = \frac{9V^2}{\pi^2 r^4}⁠. Basics: building the function to optimise
  3. Differentiate and find the critical point

    f′(r)=4π2r3−18V2r3=4π2r6−18V2r3=2r3(2π2r6−9V2).\begin{aligned} f'(r) &= 4\pi^2 r^3 - \frac{18V^2}{r^3} \\ &= \frac{4\pi^2 r^6 - 18V^2}{r^3} \\ &= \frac{2}{r^3}\left(2\pi^2 r^6 - 9V^2\right). \end{aligned}

    Since 2r3>0\frac{2}{r^3} > 0 for r>0r > 0⁠, f′(r)=0f'(r) = 0 exactly when

    2π2r6=9V2,r6=9V22π2.2\pi^2 r^6 = 9V^2, \qquad r^6 = \frac{9V^2}{2\pi^2}.

    A positive number has exactly one positive sixth root, so there is exactly one critical point in (0,∞)(0, \infty)⁠; call it cc⁠, with 2π2c6=9V22\pi^2 c^6 = 9V^2⁠.

    Writing f′f' as a positive factor times (2π2r6−9V2)\left(2\pi^2 r^6 - 9V^2\right) shows the zero and, in Step 5, the sign. We keep the condition in the form 2π2c6=9V22\pi^2 c^6 = 9V^2 rather than taking a sixth root: Step 6 uses it exactly in this form.
    Power rule: ddr(π2r4)=4π2r3\frac{d}{dr}(\pi^2 r^4) = 4\pi^2 r^3 and ddr(9V2r−2)=−18V2r−3\frac{d}{dr}(9V^2 r^{-2}) = -18V^2 r^{-3}⁠.
  4. Second derivative test

    f′′(r)=12π2r2+54V2r4>0for every r>0.f''(r) = 12\pi^2 r^2 + \frac{54V^2}{r^4} > 0 \quad\text{for every } r > 0.

    So f′′(c)>0f''(c) > 0⁠, and by the second derivative test r=cr = c is a point of local minima of ff⁠.

    Both terms of f′′f'' are positive, so the graph of ff bends upwards everywhere and the flat point is the bottom of a valley.
    Theorem 4 (ii), Section 6.4. ddr(−18V2r−3)=54V2r−4\frac{d}{dr}(-18V^2 r^{-3}) = 54V^2 r^{-4}⁠. Lesson: first and second derivative tests
  5. It is the least curved surface of all

    From Step 3, f′(r)f'(r) has the sign of 2π2r6−9V22\pi^2 r^6 - 9V^2⁠, which increases with rr and is zero at cc⁠: negative for 0<r<c0 < r < c and positive for r>cr > c⁠. So ff decreases on (0,c](0, c] and increases on [c,∞)[c, \infty)⁠, and f(r)>f(c)f(r) > f(c) for every other r>0r > 0⁠. Since S=fS = \sqrt{f} and the square root keeps order, S(r)>S(c)S(r) > S(c) too.

    The ends agree: f→∞f \to \infty as r→0+r \to 0^+ (the term 9V2r2\frac{9V^2}{r^2}⁠) and as r→∞r \to \infty (the term π2r4\pi^2 r^4⁠).

    "Least curved surface" means least among all cones of volume VV⁠. One critical point, with ff falling before it and rising after it, is the lowest point of the whole graph, not only of its neighbourhood.
    Theorem 1, Section 6.3 (negative derivative: decreasing; positive: increasing). Lesson: increasing and decreasing functions
  6. At the best cone, h=2 rh = \sqrt{2}\,r

    For the best cone, r=cr = c and V=13πc2hV = \frac{1}{3}\pi c^2 h⁠, so 9V2=π2c4h29V^2 = \pi^2 c^4 h^2⁠. Put this into 2π2c6=9V22\pi^2 c^6 = 9V^2⁠:

    2π2c6=π2c4h2h2=2c2h=2 c.\begin{aligned} 2\pi^2 c^6 &= \pi^2 c^4 h^2 \\ h^2 &= 2c^2 \\ h &= \sqrt{2}\,c. \end{aligned}

    (We divided by π2c4≠0\pi^2 c^4 \ne 0⁠, and took the positive square root because h>0h > 0 and c>0c > 0⁠.) So the altitude equals 2\sqrt{2} times the radius of the base.

    The question asks for a relation between hh and rr⁠, not for their values (which depend on VV⁠). Replacing 9V29V^2 by its expression in cc and hh makes VV disappear and leaves exactly that relation.
    9V2=(3V)2=(πc2h)29V^2 = \left(3V\right)^2 = \left(\pi c^2 h\right)^2⁠.
  7. What the best cone looks like

    Its slant height is l=r2+2r2=3 rl = \sqrt{r^2 + 2r^2} = \sqrt{3}\,r⁠, and its semi-vertical angle θ\theta (between the axis and the slant side) has tan⁡θ=rh=12\tan\theta = \frac{r}{h} = \frac{1}{\sqrt{2}}⁠.

    These extras are not asked for, but they describe the shape. Compare Q25: a cone of given slant height and greatest volume has tan⁡θ=2\tan\theta = \sqrt{2}⁠, the reciprocal ratio.
Result

Among right circular cones of a given volume VV⁠, the curved surface is least when 2π2r6=9V22\pi^2 r^6 = 9V^2⁠, and for that cone h2=2r2h^2 = 2r^2⁠, so the altitude is 2\sqrt{2} times the radius of the base. This is what was to be shown.

Check it with numbers

Take V=2π3≈1.4810V = \frac{\sqrt{2}\pi}{3} \approx 1.4810⁠, chosen so that the best radius is c=1c = 1 (then 2π2c6=2π2=9V22\pi^2 c^6 = 2\pi^2 = 9V^2⁠). With h=3Vπr2=2r2h = \frac{3V}{\pi r^2} = \frac{\sqrt{2}}{r^2} and S=πrr2+h2S = \pi r\sqrt{r^2 + h^2}⁠:

rr0.80.911.11.2
SS5.90645.55385.44145.54655.8458

The least value is at r=1r = 1⁠, where h=2≈1.4142=2 rh = \sqrt{2} \approx 1.4142 = \sqrt{2}\,r and S=π3≈5.4414S = \pi\sqrt{3} \approx 5.4414⁠.

Common mistakes
  1. Using the total surface area. The question says curved surface: πrl\pi r l⁠, without the base πr2\pi r^2⁠.
  2. Forgetting that hh depends on rr⁠. With the volume fixed, h=3Vπr2h = \frac{3V}{\pi r^2} must be substituted before differentiating.
  3. Squaring without saying why. Minimising S2S^2 instead of SS is valid only because S>0S > 0⁠; say so.
  4. Only proving a local minimum. The second derivative test compares cc with nearby radii only; Step 5 is what makes it the least of all.
What to take away
  1. When the quantity to optimise is a positive square root, optimise its square instead.
  2. To prove a relation like h=2 rh = \sqrt{2}\,r⁠, keep the critical-point condition unsolved (2π2c6=9V22\pi^2 c^6 = 9V^2⁠) and substitute the constraint into it; the given constant then cancels.
  3. Always check that the critical point is the only one and that the derivative changes sign there from negative to positive across the whole range.

Every fact used, and where it comes from

FactUsed inSource
Volume 13πr2h\frac{1}{3}\pi r^2 h⁠, curved surface πrl\pi r l⁠, l2=r2+h2l^2 = r^2 + h^2Steps 1, 2, 7Mensuration (Basics: formulas)
Squaring keeps the order of positive numbersSteps 2, 5Algebra of inequalities
Extrema in an open interval only at critical pointsStep 3Theorem 2, Section 6.4
Second Derivative TestStep 4Theorem 4, Section 6.4 (Lesson: tests)
Sign of the derivative and increasing/decreasingStep 5Theorem 1, Section 6.3
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