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Chapter 9 · Differential Equations

Miscellaneous · Q1: Order and degree of y′′+5x(y′)2−6y=log⁡xy'' + 5x(y')^2 - 6y = \log x⁠, (y′)3−4(y′)2+7y=sin⁡x(y')^3 - 4(y')^2 + 7y = \sin x and y′′′′−sin⁡(y′′′)=0y'''' - \sin(y''') = 0

Miscellaneous ExerciseOrder and degree · Sections 9.2.1 and 9.2.2
The question

1. For each of the differential equations given below, indicate its order and degree (if defined).

(i) d2ydx2+5x(dydx)2−6y=log⁡x\dfrac{d^2y}{dx^2} + 5x\left(\dfrac{dy}{dx}\right)^2 - 6y = \log x

(ii) (dydx)3−4(dydx)2+7y=sin⁡x\left(\dfrac{dy}{dx}\right)^3 - 4\left(\dfrac{dy}{dx}\right)^2 + 7y = \sin x

(iii) d4ydx4−sin⁡(d3ydx3)=0\dfrac{d^4y}{dx^4} - \sin\left(\dfrac{d^3y}{dx^3}\right) = 0

Exam answer

(i) The highest order derivative present is d2ydx2\frac{d^2y}{dx^2}⁠, so the order is 2. The equation is a polynomial equation in d2ydx2\frac{d^2y}{dx^2} and dydx\frac{dy}{dx}⁠, and the highest power of d2ydx2\frac{d^2y}{dx^2} is 1.

∴\therefore Order 2, degree 1.

(ii) The highest order derivative present is dydx\frac{dy}{dx}⁠, so the order is 1. The equation is a polynomial equation in dydx\frac{dy}{dx}⁠, and the highest power of dydx\frac{dy}{dx} is 3.

∴\therefore Order 1, degree 3.

(iii) The highest order derivative present is d4ydx4\frac{d^4y}{dx^4}⁠, so the order is 4. The term sin⁡(d3ydx3)\sin\left(\frac{d^3y}{dx^3}\right) is not a polynomial in d3ydx3\frac{d^3y}{dx^3}⁠, so the equation is not a polynomial equation in its derivatives.

∴\therefore Order 4; degree not defined.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

Every part asks the same two questions. Order: which is the highest derivative that appears? Degree: first check that the equation is a polynomial equation in its derivatives (each derivative only with whole-number powers, never inside sin, cos, log, e or a root). Only if that holds, the degree is the highest power of the highest order derivative, and of nothing else. Powers of yy and functions of xx such as log⁡x\log x or sin⁡x\sin x never matter.

Given, to find, and the plan
Given
Three differential equations, (i), (ii) and (iii), with yy a function of xx (in (i), x>0x > 0 so that log⁡x\log x is defined).
To find
The order of each, and its degree if the degree is defined.
Plan
For each equation: (1) list the derivatives that appear and pick the highest; its order is the order of the equation. (2) Replace each derivative by a letter and test whether the equation is a polynomial in those letters. (3) If it is, read the highest power of the highest derivative; if not, say the degree is not defined.

Basics you need

1Derivatives and their order

dydx=y′\frac{dy}{dx} = y' has order 1, d2ydx2=y′′\frac{d^2y}{dx^2} = y'' order 2, d3ydx3=y′′′\frac{d^3y}{dx^3} = y''' order 3 and d4ydx4\frac{d^4y}{dx^4} order 4 (Section 9.2, Note 1). A power such as (dydx)2\left(\frac{dy}{dx}\right)^2 is not a higher derivative. Basics: y′ is the slope, y″ how fast it changes

2Order of a differential equation

The order of the highest order derivative of the dependent variable present in the equation (Section 9.2.1). Lesson: order and degree

3Degree, and the polynomial condition

Defined only when the equation is a polynomial equation in its derivatives; then it is the highest power (a positive integer) of the highest order derivative (Section 9.2.2). The coefficients may be any functions of xx and yy⁠. Lesson: Example 1, order and degree

4What a polynomial in pp is

A finite sum of terms (coefficient) × pk\,\times\,p^k with whole-number powers k=0,1,2,…k = 0, 1, 2, \ldots⁠. sin⁡p\sin p is not of this form: it stays between −1-1 and 11 for every pp⁠, while a polynomial that is not constant grows without bound. Lesson: Miscellaneous exercise player

Part (i): d2ydx2+5x(dydx)2−6y=log⁡x\frac{d^2y}{dx^2} + 5x\left(\frac{dy}{dx}\right)^2 - 6y = \log x

  1. Find the highest derivative: the order

    The derivatives present are dydx\frac{dy}{dx} (order 1) and d2ydx2\frac{d^2y}{dx^2} (order 2). The highest is d2ydx2\frac{d^2y}{dx^2}⁠, so

    order=2.\text{order} = 2.
    The square in (dydx)2\left(\frac{dy}{dx}\right)^2 is a power of the first derivative, not a second derivative, so it does not raise the order. The terms 6y6y and log⁡x\log x contain no derivative at all.
    Section 9.2.1: the order is the order of the highest order derivative present. Lesson: order and degree
  2. Check the polynomial condition, then read the degree

    Write p=dydxp = \frac{dy}{dx} and q=d2ydx2q = \frac{d^2y}{dx^2}⁠. The equation becomes

    q+5x p2−6y−log⁡x=0,q + 5x\,p^2 - 6y - \log x = 0,

    a polynomial in qq and pp whose coefficients 11⁠, 5x5x and the remaining part −6y−log⁡x-6y - \log x are functions of xx and yy only. So the degree is defined. The highest order derivative q=d2ydx2q = \frac{d^2y}{dx^2} appears only to the power 1:

    degree=1.\text{degree} = 1.
    The degree is read from the highest order derivative only, so the power 2 on dydx\frac{dy}{dx} does not count. log⁡x\log x is allowed: the polynomial condition is about the derivatives, and log⁡x\log x contains none.
    Section 9.2.2: degree = highest power of the highest order derivative. Lesson: Example 1, the same reading

Part (ii): (dydx)3−4(dydx)2+7y=sin⁡x\left(\frac{dy}{dx}\right)^3 - 4\left(\frac{dy}{dx}\right)^2 + 7y = \sin x

  1. Find the highest derivative: the order

    The only derivative present is dydx\frac{dy}{dx}⁠, which appears twice, with powers 3 and 2. So the highest order derivative is dydx\frac{dy}{dx}⁠, and

    order=1.\text{order} = 1.
    The cube and the square are powers of the same first derivative. However high the power, yy has been differentiated only once.
    A power and an order are different things: (dydx)3≠d3ydx3\left(\frac{dy}{dx}\right)^3 \ne \frac{d^3y}{dx^3}⁠. Basics: y′ and y″
  2. Check the polynomial condition, then read the degree

    Write p=dydxp = \frac{dy}{dx}⁠. The equation becomes

    p3−4p2+(7y−sin⁡x)=0,p^3 - 4p^2 + (7y - \sin x) = 0,

    a polynomial in pp (a cubic) whose last coefficient 7y−sin⁡x7y - \sin x is a function of xx and yy⁠. So the degree is defined, and the highest power of the highest order derivative pp is 3:

    degree=3.\text{degree} = 3.
    Here the highest order derivative and the only derivative are the same, dydx\frac{dy}{dx}⁠, so its highest power, 3, is the degree. sin⁡x\sin x does not spoil the degree, because it is a function of xx⁠, not of a derivative.
    Section 9.2.2; compare the book's equation (10), a polynomial in y′y' alone, of degree 2. Lesson: order and degree

Part (iii): d4ydx4−sin⁡(d3ydx3)=0\frac{d^4y}{dx^4} - \sin\left(\frac{d^3y}{dx^3}\right) = 0

  1. Find the highest derivative: the order

    The derivatives present are d4ydx4\frac{d^4y}{dx^4} (order 4) and d3ydx3\frac{d^3y}{dx^3} (order 3, inside the sine). The highest is d4ydx4\frac{d^4y}{dx^4}⁠, so

    order=4.\text{order} = 4.
    A derivative counts for the order wherever it sits, even inside a sine. Here the one inside the sine is lower, so the order is set by the fourth derivative.
    Section 9.2.1; d3ydx3=y′′′\frac{d^3y}{dx^3} = y''' (Section 9.2, Note 1). Basics: y′ and y″
  2. Check the polynomial condition: it fails

    Write r=d3ydx3r = \frac{d^3y}{dx^3} and s=d4ydx4s = \frac{d^4y}{dx^4}⁠. The equation becomes s−sin⁡r=0s - \sin r = 0⁠. The term sin⁡r\sin r is not a polynomial in rr⁠:

    sin⁡r\sin r always lies between −1-1 and 11⁠; a polynomial in rr that is not constant takes values as large as we like when rr is large, because its highest power wins; and sin⁡r\sin r is not constant (sin⁡0=0\sin 0 = 0⁠, sin⁡π2=1\sin\frac{\pi}{2} = 1⁠). So no polynomial equals sin⁡r\sin r⁠, and the equation is not a polynomial equation in its derivatives. Therefore

    degree: not defined.\text{degree: not defined.}
    The definition of degree has two parts: first the polynomial condition, then the highest power of the highest derivative. The first part fails, so the second is never reached. Answering "degree 1" because d4ydx4\frac{d^4y}{dx^4} appears to the first power skips the condition.
    Section 9.2.2, equation (11): a derivative inside a sine has no degree. The same test in Exercise 9.1 Q1
Result

(i) Order 2, degree 1. (ii) Order 1, degree 3. (iii) Order 4; degree not defined.

(Textbook answer: (i) Order 2; Degree 1 (ii) Order 1; Degree 3 (iii) Order 4; Degree not defined.)

Check it with numbers

(i) Hold x=2x = 2⁠, dydx=1\frac{dy}{dx} = 1 and y=1y = 1⁠, and let q=d2ydx2q = \frac{d^2y}{dx^2} take the values 0, 1, 2. The left side minus the right side is q+10−6−log⁡2q + 10 - 6 - \log 2⁠, with log⁡2≈0.693147\log 2 \approx 0.693147⁠: the values are 3.3068533.306853⁠, 4.3068534.306853⁠, 5.3068535.306853⁠. Equal steps of 1, so qq enters to the first power.

(ii) Put p=dydx=0,1,2,3p = \frac{dy}{dx} = 0, 1, 2, 3 in p3−4p2p^3 - 4p^2⁠: the values are 0,−3,−8,−90, -3, -8, -9⁠. Their differences are −3,−5,−1-3, -5, -1⁠, the next differences −2,4-2, 4⁠, and the third difference is 6=3!6 = 3!⁠, constant, as for a polynomial of degree exactly 3.

(iii) Give r=d3ydx3r = \frac{d^3y}{dx^3} larger and larger values: sin⁡50≈−0.2624\sin 50 \approx -0.2624⁠, sin⁡500≈−0.4678\sin 500 \approx -0.4678⁠, sin⁡5000≈−0.9880\sin 5000 \approx -0.9880⁠. The values never leave [−1,1][-1, 1]⁠, which no polynomial in rr that is not constant can do.

Common mistakes
  1. Reading the degree of (i) from (dydx)2\left(\frac{dy}{dx}\right)^2⁠. The degree is the power of the highest derivative, d2ydx2\frac{d^2y}{dx^2}⁠, which is 1.
  2. Saying (ii) has order 3 because of the cube. A power is not an order; only dydx\frac{dy}{dx} appears, so the order is 1 and the 3 is the degree.
  3. Saying the degree of (iii) is 1. The polynomial test comes first, and sin⁡(d3ydx3)\sin\left(\frac{d^3y}{dx^3}\right) fails it.
  4. Blaming log⁡x\log x or sin⁡x\sin x⁠. Functions of xx (and powers of yy⁠) never stop the degree; only a derivative inside such a function does.
What to take away
  1. Order: the highest derivative present, wherever it sits.
  2. Degree: first "is it a polynomial in the derivatives?"; if yes, the power of the highest derivative; if no, not defined.
  3. sin⁡x\sin x⁠, log⁡x\log x and yy itself are harmless; sin⁡(d3ydx3)\sin\left(\frac{d^3y}{dx^3}\right) is not.

Every fact used, and where it comes from

FactUsed inSource
y′=dydxy' = \frac{dy}{dx}⁠, y′′=d2ydx2y'' = \frac{d^2y}{dx^2}⁠, y′′′=d3ydx3y''' = \frac{d^3y}{dx^3}Parts (i)–(iii), Step 1Section 9.2, Note 1 (Basics)
Order = order of the highest order derivative presentParts (i)–(iii), Step 1Section 9.2.1 (Lesson)
Degree defined only for a polynomial equation in the derivatives; then the highest power of the highest order derivativeParts (i)–(iii), Step 2Section 9.2.2 (Lesson)
A derivative inside a sine: degree not definedPart (iii), Step 2Section 9.2.2, equation (11)
−1≤sin⁡r≤1-1 \le \sin r \le 1 for every real rrPart (iii), Step 2Trigonometric functions (Class XI)
Order and degree (if defined) are positive integersResultSection 9.2.2, Note
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