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Chapter 5 · Continuity and Differentiability

Example 34: dydx\frac{dy}{dx} if x2/3+y2/3=a2/3x^{2/3}+y^{2/3}=a^{2/3}

ExamplesParametric differentiation · Section 5.6
The question

Find dydx\dfrac{dy}{dx}⁠, if x23+y23=a23x^{\frac23} + y^{\frac23} = a^{\frac23}⁠.

Exam answer

Given x23+y23=a23x^{\frac23} + y^{\frac23} = a^{\frac23}⁠.

Differentiating both sides w.r.t. xx⁠,

23x−13+23y−13 dydx=0\frac23 x^{-\frac13} + \frac23 y^{-\frac13}\,\frac{dy}{dx} = 0 ⇒ dydx=−x−13y−13=−y13x13\Rightarrow\ \frac{dy}{dx} = -\frac{x^{-\frac13}}{y^{-\frac13}} = -\frac{y^{\frac13}}{x^{\frac13}}

∴ dydx=−yx3\therefore\ \dfrac{dy}{dx} = -\sqrt[3]{\dfrac{y}{x}} (x≠0, y≠0)(x \ne 0,\ y \ne 0)⁠.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

Nobody hands us a parameter here: we choose one. Since cos⁡2θ+sin⁡2θ=1\cos^2\theta + \sin^2\theta = 1⁠, the equation is satisfied if x23=a23cos⁡2θx^{\frac23} = a^{\frac23}\cos^2\theta and y23=a23sin⁡2θy^{\frac23} = a^{\frac23}\sin^2\theta⁠, that is if

x=acos⁡3θ,y=asin⁡3θ.x = a\cos^3\theta, \qquad y = a\sin^3\theta.

With this parametrisation the problem becomes an ordinary parametric one, solved by dydx=dy/dθdx/dθ\frac{dy}{dx} = \frac{dy/d\theta}{dx/d\theta}⁠.

Given, to find, and the plan
Given
The curve x23+y23=a23x^{\frac23} + y^{\frac23} = a^{\frac23}⁠, where a≠0a \neq 0 is a constant. Here x23x^{\frac23} means (x3)2\big(\sqrt[3]{x}\big)^2⁠, which is defined for negative xx too. Since a23=∣a∣23a^{\frac23} = |a|^{\frac23}⁠, the curve does not change if aa is replaced by −a-a⁠, so we take a>0a \gt 0⁠.
To find
dydx\dfrac{dy}{dx} at the points of the curve where it exists.
Plan
Put x=acos⁡3θx = a\cos^3\theta⁠, y=asin⁡3θy = a\sin^3\theta⁠; check that this describes exactly the given curve; differentiate both with respect to θ\theta (chain rule); find where dxdθ=0\frac{dx}{d\theta} = 0⁠; divide; and rewrite the answer in xx and yy⁠. Then confirm by implicit differentiation.

Basics you need

1Real cube roots

Every real number uu has exactly one real cube root u3\sqrt[3]{u}⁠, with the same sign as uu⁠, and u33=u\sqrt[3]{u^3} = u for every real uu (for example −83=−2\sqrt[3]{-8} = -2⁠). So u23=(u3)2u^{\frac23} = \big(\sqrt[3]{u}\big)^2 makes sense for all real uu⁠.

2Chain rule for a power of a function

ddθ(u3)=3u2 dudθ\dfrac{d}{d\theta}\big(u^3\big) = 3u^2\,\dfrac{du}{d\theta}⁠. With u=cos⁡θu = \cos\theta⁠: ddθcos⁡3θ=3cos⁡2θ⋅(−sin⁡θ)\frac{d}{d\theta}\cos^3\theta = 3\cos^2\theta\cdot(-\sin\theta)⁠. Lesson: chain rule

3The parametric formula (Section 5.6)

dydx=dy/dθdx/dθ\frac{dy}{dx} = \frac{dy/d\theta}{dx/d\theta}⁠, provided dxdθ≠0\frac{dx}{d\theta} \neq 0⁠. Lesson: parametric differentiation

4Every point of the unit circle is (cos⁡θ,sin⁡θ)(\cos\theta, \sin\theta)

If u2+v2=1u^2 + v^2 = 1⁠, there is an angle θ\theta with u=cos⁡θu = \cos\theta and v=sin⁡θv = \sin\theta⁠. And cos⁡2θ+sin⁡2θ=1\cos^2\theta + \sin^2\theta = 1 for every θ\theta⁠. Basics: trigonometric identities

5Power rule for fractional powers

ddxxn=n xn−1\frac{d}{dx}x^{n} = n\,x^{n-1} also for n=23n = \frac23⁠: ddxx23=23x−13\frac{d}{dx}x^{\frac23} = \frac23 x^{-\frac13}⁠, valid for x≠0x \neq 0⁠. Needed only for the check in Step 7. Basics: derivative rules

Solution

  1. Choose the parametrisation and check it lies on the curve

    Let x=acos⁡3θx = a\cos^3\theta⁠, y=asin⁡3θy = a\sin^3\theta⁠. By Basic 1, x3=a3cos⁡θ\sqrt[3]{x} = \sqrt[3]{a}\cos\theta and y3=a3sin⁡θ\sqrt[3]{y} = \sqrt[3]{a}\sin\theta⁠, so

    x23+y23=a23cos⁡2θ+a23sin⁡2θ=a23(cos⁡2θ+sin⁡2θ)=a23.\begin{aligned} x^{\frac23} + y^{\frac23} &= a^{\frac23}\cos^2\theta + a^{\frac23}\sin^2\theta \\ &= a^{\frac23}\left(\cos^2\theta + \sin^2\theta\right) \\ &= a^{\frac23}. \end{aligned}

    So every point (acos⁡3θ,asin⁡3θ)(a\cos^3\theta, a\sin^3\theta) is on the curve.

    We want something whose 23\frac23 power gives cos⁡2θ\cos^2\theta⁠. Since 23×3=2\frac23 \times 3 = 2⁠, the cube cos⁡3θ\cos^3\theta does the job: (cos⁡3θ)23=cos⁡2θ\big(\cos^3\theta\big)^{\frac23} = \cos^2\theta⁠. Then the identity cos⁡2θ+sin⁡2θ=1\cos^2\theta + \sin^2\theta = 1 does all the work. This is the book's choice too.
    cos⁡3θ3=cos⁡θ\sqrt[3]{\cos^3\theta} = \cos\theta even when cos⁡θ<0\cos\theta \lt 0⁠, because real cube roots keep the sign (Basic 1).
  2. Check that the parametrisation gives the whole curve

    Take any point (x,y)(x, y) on the curve and put u=x3a3u = \frac{\sqrt[3]{x}}{\sqrt[3]{a}}⁠, v=y3a3v = \frac{\sqrt[3]{y}}{\sqrt[3]{a}}⁠. Dividing the equation by a23a^{\frac23} gives u2+v2=1u^2 + v^2 = 1⁠, so by Basic 4 there is a θ\theta with u=cos⁡θu = \cos\theta⁠, v=sin⁡θv = \sin\theta⁠. Cubing, x=acos⁡3θx = a\cos^3\theta and y=asin⁡3θy = a\sin^3\theta⁠.

    Step 1 showed the parametric points lie on the curve; this step shows that no point of the curve is missed. Together they say that the parametric equations describe exactly the given curve, so a slope found from them is the slope of the given curve at every point. (The book shows only the first direction.)
    Cubing undoes the real cube root: (x3)3=x\big(\sqrt[3]{x}\big)^3 = x⁠.
  3. Differentiate xx and yy with respect to θ\theta

    Chain rule with outer function u3u^3 and inner function u=cos⁡θu = \cos\theta (then u=sin⁡θu = \sin\theta⁠):

    dxdθ=a⋅3cos⁡2θ⋅(−sin⁡θ)=−3acos⁡2θsin⁡θ,dydθ=a⋅3sin⁡2θ⋅cos⁡θ=3asin⁡2θcos⁡θ.\begin{aligned} \frac{dx}{d\theta} &= a\cdot 3\cos^2\theta\cdot(-\sin\theta) \\ &= -3a\cos^2\theta\sin\theta, \\ \frac{dy}{d\theta} &= a\cdot 3\sin^2\theta\cdot\cos\theta \\ &= 3a\sin^2\theta\cos\theta. \end{aligned}
    cos⁡3θ\cos^3\theta means (cos⁡θ)3(\cos\theta)^3⁠, a function of a function. The chain rule differentiates the outside (cube) first, keeping the inside, then multiplies by the derivative of the inside. The minus sign in dxdθ\frac{dx}{d\theta} comes from ddθcos⁡θ=−sin⁡θ\frac{d}{d\theta}\cos\theta = -\sin\theta⁠.
    Chain rule, Theorem 4 (Section 5.3.1). Lesson: chain rule
  4. Find where the formula may be used

    We need dxdθ=−3acos⁡2θsin⁡θ≠0\frac{dx}{d\theta} = -3a\cos^2\theta\sin\theta \neq 0⁠, that is

    cos⁡θ≠0  and  sin⁡θ≠0.\cos\theta \neq 0 \ \text{ and } \ \sin\theta \neq 0.

    So θ\theta must not be a multiple of π2\frac{\pi}{2}⁠. The excluded values give the four points (a,0)(a, 0)⁠, (0,a)(0, a)⁠, (−a,0)(-a, 0)⁠, (0,−a)(0, -a)⁠, and at each of them dydθ=0\frac{dy}{d\theta} = 0 as well.

    These four points are the sharp tips (cusps) of the curve, shown in the figure in Step 6. At (±a,0)(\pm a, 0) an upper and a lower branch meet in a point, so near there yy is not a single function of xx⁠; at (0,±a)(0, \pm a) the curve comes in vertically from both sides. Either way dydx\frac{dy}{dx} does not exist there.
    A product is nonzero exactly when every factor is nonzero; −3a≠0-3a \neq 0 since a≠0a \neq 0⁠.
  5. Divide and simplify

    For θ\theta not a multiple of π2\frac{\pi}{2}⁠,

    dydx=3asin⁡2θcos⁡θ−3acos⁡2θsin⁡θ=−sin⁡θcos⁡θ=−tan⁡θ.\begin{aligned} \frac{dy}{dx} &= \frac{3a\sin^2\theta\cos\theta}{-3a\cos^2\theta\sin\theta} \\ &= -\frac{\sin\theta}{\cos\theta} = -\tan\theta. \end{aligned}
    The common factor 3asin⁡θcos⁡θ3a\sin\theta\cos\theta cancels; it is not zero by Step 4. What is left is sin⁡θcos⁡θ\frac{\sin\theta}{\cos\theta} with a minus sign.
    Parametric formula (Basic 3) and tan⁡θ=sin⁡θcos⁡θ\tan\theta = \frac{\sin\theta}{\cos\theta}⁠. Lesson: parametric differentiation
  6. Write the answer in terms of xx and yy

    Since cos⁡θ≠0\cos\theta \neq 0⁠, x≠0x \neq 0⁠, and

    yx=asin⁡3θacos⁡3θ=tan⁡3θ.\frac{y}{x} = \frac{a\sin^3\theta}{a\cos^3\theta} = \tan^3\theta.

    Taking real cube roots (Basic 1), tan⁡θ=yx3\tan\theta = \sqrt[3]{\dfrac{y}{x}}⁠, whatever the sign of tan⁡θ\tan\theta⁠. Hence

    dydx=−tan⁡θ=−yx3.\frac{dy}{dx} = -\tan\theta = -\sqrt[3]{\frac{y}{x}}.
    x y O −a a −a a A B P tangent at P (θ = 45°): slope −tan θ = −1 A(a cos θ, 0), B(0, a sin θ): AB = a cusps (θ a multiple of π/2): dy/dx undefined
    The curve x23+y23=a23x^{\frac23} + y^{\frac23} = a^{\frac23} (an astroid) with its four cusps. The tangent at PP (here θ=π4\theta = \frac{\pi}{4}⁠, slope −tan⁡π4=−1-\tan\frac{\pi}{4} = -1⁠) meets the axes at A(acos⁡θ,0)A(a\cos\theta, 0) and B(0,asin⁡θ)B(0, a\sin\theta)⁠.
    The question is stated in xx and yy⁠, so it is natural to give the answer in xx and yy as well; this is the book's final form. The cube root has no sign problem, because a real cube root exists for negative numbers too. The figure also shows a lovely consequence of the slope −tan⁡θ-\tan\theta⁠: the tangent line y−asin⁡3θ=−tan⁡θ (x−acos⁡3θ)y - a\sin^3\theta = -\tan\theta\,(x - a\cos^3\theta) meets the axes at A(acos⁡θ,0)A(a\cos\theta, 0) and B(0,asin⁡θ)B(0, a\sin\theta)⁠, so the piece ABAB always has length a2cos⁡2θ+a2sin⁡2θ=a\sqrt{a^2\cos^2\theta + a^2\sin^2\theta} = a⁠.
    sin⁡3θcos⁡3θ=(sin⁡θcos⁡θ)3=tan⁡3θ\frac{\sin^3\theta}{\cos^3\theta} = \left(\frac{\sin\theta}{\cos\theta}\right)^3 = \tan^3\theta⁠.
  7. Check by implicit differentiation

    Differentiate x23+y23=a23x^{\frac23} + y^{\frac23} = a^{\frac23} with respect to xx⁠, for x≠0x \neq 0⁠, y≠0y \neq 0 (Basic 5 and the chain rule):

    23x−13+23y−13 dydx=0.\frac23 x^{-\frac13} + \frac23 y^{-\frac13}\,\frac{dy}{dx} = 0.

    Solve for dydx\frac{dy}{dx}⁠:

    dydx=−x−13y−13=−y13x13=−yx3.\frac{dy}{dx} = -\frac{x^{-\frac13}}{y^{-\frac13}} = -\frac{y^{\frac13}}{x^{\frac13}} = -\sqrt[3]{\frac{y}{x}}.

    The same answer. The conditions x≠0x \neq 0⁠, y≠0y \neq 0 exclude exactly the four cusps of Step 4.

    The parametric route avoided negative fractional powers; implicit differentiation meets them head on but reaches the same result. Agreement of two independent methods is a strong check.
    ddx(y23)=23y−13dydx\frac{d}{dx}\big(y^{\frac23}\big) = \frac23 y^{-\frac13}\frac{dy}{dx} by the chain rule. Lesson: implicit differentiation
Result dydx=−tan⁡θ=−yx3\frac{dy}{dx} = -\tan\theta = -\sqrt[3]{\frac{y}{x}}

at every point of the curve except the four cusps (±a,0)(\pm a, 0)⁠, (0,±a)(0, \pm a)⁠, where dydx\frac{dy}{dx} does not exist. (Book's answer: −tan⁡θ=−yx3-\tan\theta = -\sqrt[3]{\frac{y}{x}}⁠.)

Check it with numbers

Take a=8a = 8 and θ=π6\theta = \frac{\pi}{6}⁠. Then x=8(32)3=33≈5.1961524x = 8\left(\frac{\sqrt3}{2}\right)^3 = 3\sqrt3 \approx 5.1961524 and y=8(12)3=1y = 8\left(\frac12\right)^3 = 1⁠. On the curve: x23=3x^{\frac23} = 3⁠, y23=1y^{\frac23} = 1⁠, and 3+1=4=8233 + 1 = 4 = 8^{\frac23}⁠.

Predicted slope: −tan⁡π6=−13≈−0.5773503-\tan\frac{\pi}{6} = -\frac{1}{\sqrt3} \approx -0.5773503⁠, and −1333=−13-\sqrt[3]{\frac{1}{3\sqrt3}} = -\frac{1}{\sqrt3} too.

Near this point the curve is the graph of y=(4−x23)32y = \left(4 - x^{\frac23}\right)^{\frac32}⁠. At x=5.1951524x = 5.1951524 and x=5.1971524x = 5.1971524 this gives y≈1.0005774y \approx 1.0005774 and y≈0.9994227y \approx 0.9994227⁠, so

ΔyΔx≈−0.00115470.002≈−0.57735.\frac{\Delta y}{\Delta x} \approx \frac{-0.0011547}{0.002} \approx -0.57735.
Common mistakes
  1. Forgetting the chain rule on cos⁡3θ\cos^3\theta⁠. ddθcos⁡3θ\frac{d}{d\theta}\cos^3\theta is 3cos⁡2θ⋅(−sin⁡θ)3\cos^2\theta\cdot(-\sin\theta)⁠, not 3cos⁡2θ3\cos^2\theta⁠.
  2. Choosing x=acos⁡θx = a\cos\theta⁠. Then x23=a23cos⁡23θx^{\frac23} = a^{\frac23}\cos^{\frac23}\theta⁠, and no identity makes the sum constant. The power 3 is chosen so that 23×3=2\frac23 \times 3 = 2⁠.
  3. Worrying that y/x3\sqrt[3]{y/x} fails for negative values. Real cube roots exist for negative numbers, so −y/x3-\sqrt[3]{y/x} is correct in all four quadrants (away from the cusps).
  4. Ignoring the cusps. At (±a,0)(\pm a, 0) and (0,±a)(0, \pm a) both θ\theta-rates are zero and dydx\frac{dy}{dx} does not exist (Step 4).
What to take away
  1. A parameter can be invented: pick functions of θ\theta that turn the equation into a known identity, here cos⁡2θ+sin⁡2θ=1\cos^2\theta + \sin^2\theta = 1⁠.
  2. Check that the parametrisation covers the whole curve, then differentiate as usual and translate the answer back to xx and yy if asked.
  3. The same slope can be reached by implicit differentiation; use whichever is shorter, and the other as a check.

Every fact used, and where it comes from

FactUsed inSource
cos⁡2θ+sin⁡2θ=1\cos^2\theta + \sin^2\theta = 1Steps 1, 2Pythagorean identity
Real cube roots: u33=u\sqrt[3]{u^3} = u for all real uuSteps 1, 2, 6Properties of real powers
Points with u2+v2=1u^2+v^2=1 are (cos⁡θ,sin⁡θ)(\cos\theta,\sin\theta)Step 2Unit circle definition of sine and cosine, Class XI
Chain ruleSteps 3, 7Theorem 4, Section 5.3.1 (Lesson: chain rule)
dydx=dy/dθdx/dθ\frac{dy}{dx} = \frac{dy/d\theta}{dx/d\theta}⁠, dxdθ≠0\frac{dx}{d\theta} \neq 0Steps 4, 5Section 5.6 (Lesson: parametric differentiation)
ddxxn=n xn−1\frac{d}{dx}x^n = n\,x^{n-1}Step 7Table 5.3, Section 5.3
Implicit differentiationStep 7Section 5.3.2 (Lesson: implicit differentiation)
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