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Chapter 1 · Relations and Functions

Miscellaneous · Q3: Is A⊂BA\subset B an equivalence relation on P(X)P(X)⁠?

Miscellaneous ExerciseEquivalence relations · Miscellaneous Exercise
The question

Given a non empty set X, consider P(X) which is the set of all subsets of X. Define the relation R in P(X) as follows:

For subsets A, B in P(X), ARB if and only if A⊂BA \subset B⁠. Is R an equivalence relation on P(X)? Justify your answer.

Exam answer

Reflexive: Let A∈P(X)A \in P(X)⁠. Then A⊂AA \subset A⁠, so (A,A)∈R(A, A) \in R⁠. Thus RR is reflexive.

Transitive: Let (A,B),(B,C)∈R(A, B), (B, C) \in R⁠, so A⊂BA \subset B and B⊂CB \subset C⁠. If x∈Ax \in A⁠, then x∈Bx \in B⁠, so x∈Cx \in C⁠. So A⊂CA \subset C and (A,C)∈R(A, C) \in R⁠. Thus RR is transitive.

Symmetric: As X≠∅X \ne \varnothing⁠, take x0∈Xx_0 \in X⁠. Now ∅⊂X\varnothing \subset X⁠, so (∅,X)∈R(\varnothing, X) \in R⁠. But x0∉∅x_0 \notin \varnothing⁠, so X⊄∅X \not\subset \varnothing and (X,∅)∉R(X, \varnothing) \notin R⁠. Thus RR is not symmetric.

No. RR is not symmetric, so RR is not an equivalence relation on P(X)P(X)⁠.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

"Is contained in" behaves like "is less than or equal to": every set is contained in itself, and containment passes along a chain. But it points one way. A small set fits inside a big one, and the big one does not fit inside the small one. That one-way behaviour breaks symmetry, and a single counterexample is enough to say "No". The easiest counterexample is always available: the empty set ∅\varnothing and the whole set XX, which are different precisely because XX is non-empty.

Given, to find, and the plan
Given
A non-empty set XX⁠; its power set P(X)P(X)⁠, whose members are the subsets of XX⁠; and the relation A R B  ⟺  A⊂BA\,R\,B \iff A \subset B⁠. In NCERT notation A⊂BA \subset B means "every element of AA is an element of BB", so A=BA = B is allowed.
To find
Whether RR is an equivalence relation, that is, whether it is reflexive, symmetric and transitive, with a justification.
Plan
(1) Look at small cases to see what RR does. (2) Test reflexive and transitive for arbitrary subsets. (3) Disprove symmetric with an explicit counterexample. (4) Conclude, and explain exactly where the hypothesis "XX is non-empty" is used, including the smallest case ∣X∣=1|X|=1⁠.

Basics you need

1Subsets and the power set

A⊂BA \subset B means: whenever x∈Ax \in A⁠, also x∈Bx \in B⁠. The power set P(X)P(X) is the set of all subsets of XX⁠, always including ∅\varnothing and XX itself. If XX has nn elements, P(X)P(X) has 2n2^n members. Basics: sets, ordered pairs and A × B

2The empty set is a subset of every set

∅⊂B\varnothing \subset B for every set BB⁠: there is no element of ∅\varnothing that could fail to be in BB⁠. (A statement "every element of ∅\varnothing has property P" is automatically true, because there are no elements to check.)

3The three properties

Reflexive: (a,a)∈R(a,a)\in R for every aa⁠. Symmetric: (a,b)∈R⇒(b,a)∈R(a,b)\in R \Rightarrow (b,a)\in R⁠. Transitive: (a,b)∈R(a,b)\in R and (b,c)∈R⇒(a,c)∈R(b,c)\in R \Rightarrow (a,c)\in R⁠. Equivalence means all three. Basics: reflexive, symmetric, transitive

4Proving versus disproving

To prove a "for all" property, argue with arbitrary elements. To disprove it, one explicit counterexample is enough, and it must be checked to really break the property. Basics: proving and disproving

Solution

  1. See what RR looks like in small cases

    Here the elements being related are sets (the subsets of XX⁠), not numbers. Two small cases:

    • If X={a}X = \{a\}⁠, then P(X)={∅,{a}}P(X) = \{\varnothing, \{a\}\} has 2 members, and R={(∅,∅), (∅,{a}), ({a},{a})}R = \{(\varnothing,\varnothing),\ (\varnothing,\{a\}),\ (\{a\},\{a\})\}⁠. The pair ({a},∅)(\{a\},\varnothing) is missing, because a∈{a}a \in \{a\} but a∉∅a \notin \varnothing⁠.
    • If X={a,b}X = \{a,b\}⁠, then P(X)={∅,{a},{b},{a,b}}P(X) = \{\varnothing, \{a\}, \{b\}, \{a,b\}\} has 4 members, and RR has 9 pairs: the 4 pairs (A,A)(A,A)⁠, plus (∅,{a})(\varnothing,\{a\})⁠, (∅,{b})(\varnothing,\{b\})⁠, (∅,{a,b})(\varnothing,\{a,b\})⁠, ({a},{a,b})(\{a\},\{a,b\})⁠, ({b},{a,b})(\{b\},\{a,b\})⁠.
    X = {a}: 2 subsets X = {a, b}: 4 subsets ∅ ⊂ {a} no arrow from {a} back to ∅ {a} ∅ {a, b} {a} {b} ∅ every arrow points upwards: none can be reversed
    An arrow from AA to BB means A⊂BA \subset B (the arrows from each set to itself are not drawn; every set has one). The dashed arrow ∅→{a,b}\varnothing \to \{a,b\} is the one that transitivity demands from ∅→{a}→{a,b}\varnothing \to \{a\} \to \{a,b\}⁠. Every arrow between two different sets points upwards, from smaller to larger, and none has a partner pointing back down. That is the failure of symmetry.
    Writing out a small case first shows what to expect before proving anything: arrows from each set to itself (so reflexive is likely), arrows that chain (so transitive is likely), and arrows that never come back (so symmetric should fail). These examples are only a guide; Steps 2 to 4 give the actual proofs for an arbitrary non-empty XX⁠.
    Writing A R BA\,R\,B is the same as writing (A,B)∈R(A,B)\in R (the Remark before Definition 3). A relation on P(X)P(X) is a set of ordered pairs of subsets. Basics: what a relation is
  2. Reflexive: is every subset contained in itself?

    Take any A∈P(X)A \in P(X)⁠. Every element of AA is, trivially, an element of AA⁠. So A⊂AA \subset A⁠, that is (A,A)∈R(A,A) \in R⁠. Since AA was an arbitrary subset, RR is reflexive.

    Reflexivity must hold for every member of P(X)P(X)⁠, so we argue with an arbitrary subset AA⁠. The definition of A⊂BA \subset B asks "is each element of AA also in BB⁠?", and when BB is AA itself the answer is yes for each element. This includes A=∅A = \varnothing⁠, where ∅⊂∅\varnothing \subset \varnothing holds by Basic 2.
    Under NCERT's convention, ⊂\subset allows equality: A⊂AA \subset A is true. (See the last step for what changes if ⊂\subset is read as "proper subset".)
  3. Symmetric: fails, with an explicit counterexample

    Since XX is non-empty, it has at least one element; call it x0x_0⁠. Consider the two subsets ∅\varnothing and XX⁠, both members of P(X)P(X)⁠.

    • ∅⊂X\varnothing \subset X (Basic 2), so (∅,X)∈R(\varnothing, X) \in R⁠.
    • x0∈Xx_0 \in X but x0∉∅x_0 \notin \varnothing⁠, so X⊄∅X \not\subset \varnothing⁠, and (X,∅)∉R(X, \varnothing) \notin R⁠.

    The pair (∅,X)(\varnothing, X) is in RR but its reverse is not. So RR is not symmetric.

    In fact symmetry fails whenever A≠BA \neq B⁠: if A⊂BA \subset B and B⊂AB \subset A⁠, every element of each set lies in the other, so A=BA = B⁠. Hence the only pairs of RR whose reverse is also in RR are the pairs (A,A)(A,A)⁠.

    Symmetry is a "for all" statement, so one pair that breaks it settles the matter. We choose ∅\varnothing and XX because this pair exists for every non-empty XX⁠, whatever its size, and the check uses nothing except the single element x0x_0⁠. This is exactly where the hypothesis "non-empty" is used: it guarantees X≠∅X \neq \varnothing⁠, so the two sets really are different. When ∣X∣=1|X| = 1⁠, P(X)={∅,X}P(X) = \{\varnothing, X\} has only 2 members and this is the only pair of different subsets there is; it still breaks symmetry.
    To show B⊄AB \not\subset A⁠, exhibit one element of BB that is not in AA⁠. Two sets are equal exactly when each is a subset of the other. Basics: proving and disproving
  4. Transitive: containment passes along a chain

    Suppose (A,B)∈R(A,B) \in R and (B,C)∈R(B,C) \in R⁠, that is A⊂BA \subset B and B⊂CB \subset C⁠. Take any element x∈Ax \in A⁠. Then

    x∈A ⟹A⊂B x∈B ⟹B⊂C x∈C.x \in A \ \overset{A\subset B}{\Longrightarrow}\ x \in B \ \overset{B\subset C}{\Longrightarrow}\ x \in C.

    So every element of AA is in CC⁠, that is A⊂CA \subset C and (A,C)∈R(A,C)\in R⁠. Hence RR is transitive.

    To prove A⊂CA \subset C we must show "every element of AA is in CC", so we start with an arbitrary element xx of AA and follow it through the two given containments. Nothing about the size of the sets is used, so the argument works for all subsets at once. For example {1}⊂{1,2}⊂{1,2,3}\{1\} \subset \{1,2\} \subset \{1,2,3\} gives {1}⊂{1,2,3}\{1\} \subset \{1,2,3\}⁠.
    Transitive: (a,b)∈R(a,b)\in R and (b,c)∈R(b,c)\in R imply (a,c)∈R(a,c)\in R (Definition 3(iii)). Basics: reflexive, symmetric, transitive
  5. Conclude, and how the answer depends on XX

    RR is reflexive and transitive, but not symmetric. An equivalence relation needs all three properties, so RR is not an equivalence relation on P(X)P(X).

    Size of XXMembers of P(X)P(X)Symmetric?Equivalence?
    ∣X∣=0|X| = 0 (excluded by the question)1: just ∅\varnothingyes: R={(∅,∅)}R = \{(\varnothing,\varnothing)\}yes
    ∣X∣=1|X| = 12: ∅,X\varnothing, Xno: (∅,X)∈R(\varnothing,X)\in R⁠, (X,∅)∉R(X,\varnothing)\notin Rno
    ∣X∣=n≥1|X| = n \ge 12n2^nno: same counterexampleno

    So the answer "No" holds for every non-empty XX⁠, from one element upwards. The only set for which RR would be an equivalence relation is X=∅X = \varnothing⁠, where P(X)P(X) has the single member ∅\varnothing and R={(∅,∅)}R = \{(\varnothing,\varnothing)\}⁠. That is why the question says "non empty".

    If ⊂\subset were read as proper subset (A⊂BA \subset B and A≠BA \ne B⁠), the answer is still No, and for an extra reason: AA is never a proper subset of itself, so RR would not even be reflexive. It would still be transitive, and still not symmetric.

    Recording exactly which property fails, and for which XX⁠, turns "No" into a complete justification. The edge cases are where a careless answer goes wrong: the counterexample needs two different subsets, and a non-empty XX always supplies them.
    Equivalence relation = reflexive + symmetric + transitive (Definition 4). Failing any one of them is enough to say "not an equivalence relation". Lesson: types of relations
Result

RR is reflexive (A⊂AA \subset A⁠) and transitive (A⊂B⊂C⇒A⊂CA \subset B \subset C \Rightarrow A \subset C⁠), but not symmetric: ∅⊂X\varnothing \subset X while X⊄∅X \not\subset \varnothing⁠, since XX is non-empty. Therefore R is not an equivalence relation on P(X)P(X)⁠, for every non-empty XX⁠, including ∣X∣=1|X| = 1⁠. (Textbook answer: No.)

Check it with numbers

Take X={1,2}X = \{1,2\}⁠, that is, a=1a = 1 and b=2b = 2 in Step 1. The 9 pairs listed there are all the pairs (A,B)(A,B) with A⊂BA \subset B (in general there are 3n3^n of them: each element of XX is in both sets, in BB only, or in neither). Of these 9, only the 4 pairs (A,A)(A,A) have their reverse in RR⁠; the other 5, such as ({1},{1,2})(\{1\},\{1,2\})⁠, do not. The site's verification script checks this for every XX with up to 4 elements, and also confirms reflexive and transitive in each case.

Common mistakes
  1. Answering "Yes" after checking only reflexive and transitive. All three properties are needed.
  2. Giving a "counterexample" that is not one, such as A=BA = B⁠. The pair must have A⊂BA \subset B and B⊄AB \not\subset A⁠, so AA and BB must be different.
  3. Using specific elements of XX that may not exist. A counterexample such as {1}⊂{1,2}\{1\} \subset \{1,2\} assumes XX has two elements. The pair ∅,X\varnothing, X works for every non-empty XX⁠.
  4. Thinking ∅\varnothing is not in P(X)P(X)⁠. The empty set is a subset of every set, so it is always a member of the power set.
What to take away
  1. "⊂\subset" is reflexive and transitive but one-directional; relations of this kind (like ≤\le on numbers) are not equivalence relations.
  2. To disprove a property for a whole family of sets, pick a counterexample that exists in every member of the family: here ∅\varnothing and XX⁠.
  3. Read the hypotheses: "non-empty" is exactly what makes the counterexample work.

Every fact used, and where it comes from

FactUsed inSource
Subset, power set, ∣P(X)∣=2n|P(X)| = 2^nSteps 1, 5Class XI, Sets (Basics: sets)
∅⊂B\varnothing \subset B for every BB⁠; A⊂BA \subset B and B⊂AB \subset A ⇒\Rightarrow A=BA = BSteps 2, 3Class XI, Sets
a R ba\,R\,b means (a,b)∈R(a,b)\in RStep 1Remark before Definition 3, Section 1.2
Reflexive, symmetric, transitive; equivalence relationSteps 2–5Definitions 3 and 4, Section 1.2 (Lesson: types of relations)
Pair counts 3n3^n and 2n2^n⁠, all properties for ∣X∣≤4|X| \le 4Check, Step 5Brute force in the site's verification script
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