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Chapter 1 · Relations and Functions

Exercise 1.1 · Q5: a≤b3a \le b^3 on R\R

Exercise 1.1Types of relations · Exercise 1.1
The question

Check whether the relation RR in R\R defined by R={(a,b):a≤b3}R = \{(a, b) : a \le b^3\} is reflexive, symmetric or transitive.

Exam answer

(12,12)∉R\left(\frac12, \frac12\right) \notin R⁠, as 12>(12)3=18\frac12 > \left(\frac12\right)^3 = \frac18⁠. So RR is not reflexive.

(1,2)∈R(1, 2) \in R⁠, as 1≤23=81 \le 2^3 = 8⁠, but (2,1)∉R(2, 1) \notin R⁠, as 2>13=12 > 1^3 = 1⁠. So RR is not symmetric.

(10,3)∈R(10, 3) \in R⁠, as 10≤33=2710 \le 3^3 = 27⁠, and (3,32)∈R\left(3, \frac32\right) \in R⁠, as 3≤(32)3=2783 \le \left(\frac32\right)^3 = \frac{27}{8}⁠. But (10,32)∉R\left(10, \frac32\right) \notin R⁠, as 10>27810 > \frac{27}{8}⁠. So RR is not transitive.

Hence RR is neither reflexive nor symmetric nor transitive.

Want the reason behind every step, the basics and the checks?

The one idea this problem is built on

Cubing does not treat all numbers alike. It makes numbers bigger than 1 much bigger (23=82^3 = 8⁠) but makes numbers between 0 and 1 smaller ((12)3=18\left(\tfrac12\right)^3 = \tfrac18⁠). Every property fails because of this uneven behaviour, and each failure is shown by one well-chosen pair: 12\tfrac12 for reflexive, (1,2)(1,2) for symmetric, and the chain 10,3,3210, 3, \tfrac32 for transitive.

Given, to find, and the plan
Given
The set R\R of real numbers and the rule: (a,b)∈R(a,b)\in R exactly when a≤b3a \le b^3⁠. Note the order: the cube is on the second entry.
To find
Whether RR is reflexive, whether it is symmetric, and whether it is transitive, each with a proof or a counterexample.
Plan
(1) Compute a few pairs to get a feel. (2) Reflexive: find where a≤a3a \le a^3 fails. (3) Symmetric: find a pair whose reverse fails. (4) Transitive: build a chain a,b,ca, b, c where both links hold but a≤c3a \le c^3 fails. (5) Conclude.

Basics you need

1Cubes of real numbers

b3=b⋅b⋅bb^3 = b\cdot b\cdot b⁠. Cubes keep the sign: 23=82^3 = 8⁠, (−2)3=−8(-2)^3 = -8⁠. For b>1b > 1⁠, b3>bb^3 > b⁠; for 0<b<10 < b < 1⁠, b3<bb^3 < b⁠, because multiplying by a number less than 1 makes a positive number smaller. Basics: numbers

2Ordered pairs

In (a,b)(a,b) the first entry is aa and the second is bb⁠. Here the rule compares the first entry with the cube of the second, so (a,b)(a,b) and (b,a)(b,a) are tested by different inequalities. Basics: what a relation is

3The three properties

Reflexive: (a,a)∈R(a,a)\in R for every aa⁠. Symmetric: (a,b)∈R⇒(b,a)∈R(a,b)\in R \Rightarrow (b,a)\in R⁠. Transitive: (a,b)∈R(a,b)\in R and (b,c)∈R⇒(a,c)∈R(b,c)\in R \Rightarrow (a,c)\in R⁠. Basics: reflexive, symmetric, transitive

4One counterexample disproves "for all"

Each property is a "for all" statement. To show it fails, one explicit example with the arithmetic shown is a complete proof. Basics: proving and disproving

Solution

  1. Get a feel for the rule

    (a,b)∈R(a,b)\in R means a≤b3a \le b^3⁠. A few pairs:

    Pair (a,b)(a,b)b3b^3Is a≤b3a \le b^3⁠?In RR⁠?
    (1,2)(1,2)881≤81 \le 8yes
    (2,1)(2,1)112≤12 \le 1 is falseno
    (12,12)(\tfrac12,\tfrac12)18\tfrac1812≤18\tfrac12 \le \tfrac18 is falseno
    (2,2)(2,2)882≤82 \le 8yes
    (−2,−2)(-2,-2)−8-8−2≤−8-2 \le -8 is falseno
    Computing a few cases first shows where the trouble is. Already the table contains a pair whose reverse is not in RR⁠, and two numbers not related to themselves. The next steps turn these observations into proper disproofs.
    For each pair, cube the second entry, then compare with the first.
  2. Reflexive? No: 12\tfrac12 is not related to itself

    Reflexive would need a≤a3a \le a^3 for every real aa⁠. Try a=12a = \tfrac12⁠:

    (12)3=12⋅12⋅12=18,12=48>18.\left(\tfrac12\right)^3 = \tfrac12\cdot\tfrac12\cdot\tfrac12 = \tfrac18, \qquad \tfrac12 = \tfrac48 > \tfrac18.

    So 12≤(12)3\tfrac12 \le \left(\tfrac12\right)^3 is false and (12,12)∉R\left(\tfrac12, \tfrac12\right) \notin R⁠. Hence RR is not reflexive.

    It is worth seeing exactly which numbers fail. Factor:

    a3−a=a(a2−1)=a(a−1)(a+1).a^3 - a = a(a^2 - 1) = a(a-1)(a+1).

    (a,a)∈R(a,a)\in R means a3−a≥0a^3 - a \ge 0⁠. The three factors change sign at −1-1⁠, 00 and 11⁠, and checking the sign on each stretch gives

    a≤a3  ⟺  −1≤a≤0  or  a≥1.a \le a^3 \iff -1 \le a \le 0 \ \text{ or } \ a \ge 1.

    So the numbers with (a,a)∉R(a,a)\notin R are exactly those with a<−1a < -1 or 0<a<10 < a < 1⁠. For example a=−2a=-2⁠: (−2)3=−8(-2)^3 = -8 and −2>−8-2 > -8⁠.

    −1 1 0 a a = 1/2 a³ = 1/8, less than 1/2 y = a y = a³ rose stretch: a > a³, so (a, a) is not in R green stretch: a ≤ a³, so (a, a) is in R
    The line y=ay = a (blue) and the curve y=a3y = a^3 (gold). The pair (a,a)(a,a) is in RR when the gold curve is on or above the blue line. That happens on the green stretches [−1,0][-1, 0] and [1,∞)[1,\infty)⁠, and fails on the rose stretches. At a=12a = \tfrac12 the curve is at 18\tfrac18⁠, below the line at 12\tfrac12⁠.
    Reflexivity is a "for every aa" statement, so one number that fails settles it. We picked 12\tfrac12 because numbers between 0 and 1 shrink when cubed (Basic 1). The factorisation is not needed for the disproof, but it explains the answer: RR is reflexive on parts of R\R⁠, just not on all of it, and "reflexive" requires all of it.
    A product of three factors is ≥0\ge 0 when an even number of them is negative (or one is zero). Sign check, a=−2a = -2⁠: (−)(−)(−)<0(-)(-)(-) < 0⁠; a=−12a = -\tfrac12⁠: (−)(−)(+)>0(-)(-)(+) > 0⁠; a=12a = \tfrac12⁠: (+)(−)(+)<0(+)(-)(+) < 0⁠; a=2a = 2⁠: (+)(+)(+)>0(+)(+)(+) > 0⁠.
  3. Symmetric? No: (1,2)(1,2) is in RR⁠, (2,1)(2,1) is not

    Take a=1a = 1⁠, b=2b = 2⁠.

    (1,2): is 1≤23=8 ?yes, so (1,2)∈R;(2,1): is 2≤13=1 ?no, so (2,1)∉R.\begin{aligned} (1,2)&:\ \text{is } 1 \le 2^3 = 8\,? &&\text{yes, so } (1,2)\in R;\\ (2,1)&:\ \text{is } 2 \le 1^3 = 1\,? &&\text{no, so } (2,1)\notin R. \end{aligned}

    The implication (a,b)∈R⇒(b,a)∈R(a,b)\in R \Rightarrow (b,a)\in R fails for this pair, so RR is not symmetric.

    Reversing a pair changes which number gets cubed. (1,2)(1,2) compares 1 with 23=82^3 = 8⁠, which is easy to satisfy; (2,1)(2,1) compares 2 with 13=11^3 = 1⁠, which fails. One such pair disproves symmetry for the whole relation.
    Symmetric: (a,b)∈R⇒(b,a)∈R(a,b)\in R \Rightarrow (b,a)\in R for all a,ba, b (Definition 3(ii)). One failure is enough.
  4. Transitive? No: build a chain that breaks

    We need a,b,ca, b, c with

    a≤b3  and  b≤c3,buta>c3.a \le b^3 \ \text{ and } \ b \le c^3, \qquad\text{but}\qquad a > c^3.

    How to find one. The first link lets aa be as large as b3b^3⁠; the conclusion only allows aa up to c3c^3⁠. So we want b3b^3 to be much bigger than c3c^3⁠, while b≤c3b \le c^3 still holds. Take b=3b = 3⁠: then b3=27b^3 = 27⁠. Choose cc so that c3c^3 is just above 3: c=32c = \tfrac32 gives c3=278=3.375c^3 = \tfrac{27}{8} = 3.375⁠. Finally pick any aa between 3.3753.375 and 2727⁠, say a=10a = 10⁠.

    Check every part.

    (10,3): is 10≤33=27 ?yes;(3,32): is 3≤(32)3=278=3.375 ?yes;(10,32): is 10≤(32)3=3.375 ?no.\begin{aligned} (10, 3)&:\ \text{is } 10 \le 3^3 = 27\,? &&\text{yes;}\\ (3, \tfrac32)&:\ \text{is } 3 \le \left(\tfrac32\right)^3 = \tfrac{27}{8} = 3.375\,? &&\text{yes;}\\ (10, \tfrac32)&:\ \text{is } 10 \le \left(\tfrac32\right)^3 = 3.375\,? &&\text{no.} \end{aligned}

    So (10,3)∈R(10,3)\in R and (3,32)∈R(3,\tfrac32)\in R⁠, but (10,32)∉R(10,\tfrac32)\notin R⁠. Both links are in RR but the direct pair is not, so RR is not transitive.

    Transitivity says "two links always give a direct link". To disprove it we need one chain where they do not. The search idea above is the useful part: each link "allows" the first number to be up to the cube of the second, and cubing a number above 1 makes it much larger. So the allowance of two links together (aa up to 2727⁠) is far more generous than a single link from aa to cc (aa up to 3.3753.375⁠). Any aa with 3.375<a≤273.375 < a \le 27 works; a=4a = 4 would do as well as a=10a = 10⁠.
    Transitive: (a,b)∈R(a,b)\in R and (b,c)∈R⇒(a,c)∈R(b,c)\in R \Rightarrow (a,c)\in R for all a,b,ca,b,c (Definition 3(iii)). A counterexample must show both links in RR and the direct pair not in RR⁠.
  5. Conclude

    RR is not reflexive (Step 2), not symmetric (Step 3) and not transitive (Step 4). So RR is neither reflexive nor symmetric nor transitive.

    The question says "check whether", so the answer must state each property separately, with its reason. Here all three fail, each by its own counterexample.
Result

R={(a,b):a≤b3}R = \{(a,b) : a \le b^3\} on R\R is not reflexive (12>18=(12)3\tfrac12 > \tfrac18 = \left(\tfrac12\right)^3⁠), not symmetric (1≤231 \le 2^3 but 2>132 > 1^3⁠) and not transitive (10≤3310 \le 3^3 and 3≤(32)33 \le \left(\tfrac32\right)^3⁠, but 10>(32)310 > \left(\tfrac32\right)^3⁠). (Textbook answer: "Neither reflexive nor symmetric nor transitive.")

Check it with numbers

Use decimals for the transitive chain: 33=273^3 = 27⁠, and 1.53=1.5×1.5×1.51.5^3 = 1.5\times1.5\times1.5 =2.25×1.5=3.375= 2.25\times1.5 = 3.375⁠. Then 10≤2710 \le 27 ✓, 3≤3.3753 \le 3.375 ✓, 10≤3.37510 \le 3.375 ✗. A second reflexive counterexample on the negative side: (−2)3=−8(-2)^3 = -8⁠, and −2≤−8-2 \le -8 is false, so (−2,−2)∉R(-2,-2)\notin R as well.

Common mistakes
  1. Testing reflexivity only with whole numbers. For a=0,1,2,3,…a = 0, 1, 2, 3, \dots we do have a≤a3a \le a^3⁠. The failures are at fractions between 0 and 1 and at numbers below −1-1⁠.
  2. Cubing the wrong entry. For the pair (a,b)(a,b) the rule cubes bb⁠, the second entry.
  3. An incomplete transitive counterexample. You must show both links are in RR and the direct pair is not. Showing only the last part proves nothing.
  4. Thinking "cubes are bigger". b3>bb^3 > b only when b>1b > 1 or −1<b<0-1 < b < 0⁠.
What to take away
  1. When a rule involves a power, test numbers between 0 and 1 and negative numbers: that is where powers behave unexpectedly.
  2. To break transitivity, think about how much each link "allows", and build a chain where two links allow more than one link does.
  3. Compare with Exercise 1.1 Q2 (a≤b2a \le b^2⁠), which fails all three properties for similar reasons.

Every fact used, and where it comes from

FactUsed inSource
Reflexive, symmetric, transitiveSteps 2–4Definition 3, Section 1.2 (Lesson: types of relations)
(12)3=18\left(\tfrac12\right)^3 = \tfrac18⁠, 23=82^3 = 8⁠, 33=273^3 = 27⁠, (32)3=278\left(\tfrac32\right)^3 = \tfrac{27}{8}Steps 1–4Arithmetic
a3−a=a(a−1)(a+1)a^3 - a = a(a-1)(a+1)⁠; a≤a3  ⟺  a∈[−1,0]∪[1,∞)a \le a^3 \iff a\in[-1,0]\cup[1,\infty)Step 2Factorisation and a sign table
One counterexample disproves a "for all" statementSteps 2–4Logic of quantifiers
All numerical values and the solution set of a≤a3a \le a^3Steps 1–4; CheckRecomputed (fractions, sympy) in the site's verification script
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